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Private Advisor Group Annual Notice: Summary of Material Changes


Private Advisor Group, LLC’s Part 2A Brochure dated March 28, 2025 contains material changes to Private Advisor Group’s disclosure statement that was filed on March 15, 2024:


  • On September 28, 2024, the Registrant added First Trust Advisors, L.P, Inc. as a strategist in the WealthSuite program and updated Item 4 of our WealthSuite Brochure accordingly, and added Charles Schwab & Co., Inc. as a custodian for the program and updated Item 4 of our WealthSuite Brochure accordingly.
  • Item 4 was updated with information on cash sweep programs offered by the Registrant’s custodians.
  • Item 14 was revised to include additional information on gifts, entertainment, and support that the Registrant, its IARs, and employees receive from product sponsors, other compensation provided by the Registrant to its IARs, the Registrant’s ownership of certain doing-business-as entities operated by the Registrant’s IARs, and outside business activities in which the Registrant’s IARs are permitted to engage.
  • The Registrant’s WealthSuite Brochure was updated to add State Street Global Advisors and LoCorr Funds as strategists in the program and updated Item 4 accordingly.
  • The Registrant’s Wrap Fee Brochure was updated to add the Fidelity Managed Account Exchange (FMAX) program offered through Fidelity Institutional Wealth Adviser LLC
  • While not material, the Registrant also made additional updates throughout this Brochure to enhance readability for clients.


Complete copies of Private Advisor Group, LLC’s Customer Relationship Summary, Part 2A Brochure, Part 2A – Brochure, Appendix For IAR-managed Custodian Programs and other wrap accounts, Part 2A – WealthSuite Wrap Fee Program Brochure, and Privacy Notice are available below (complete package). If you have any questions about this summary or about the contents of the brochures, please contact us at 973-538-7010 or RIAcompliance@PrivateAdvisorGroup.com. 


Additional Disclosures

 

Please click through below for disclosures on specific investment programs used by Investment Advisor Representatives of Private Advisor Group:


RIA Platform Agreements

 

Click below for access to the most current version of LPL independent investment advisor account agreements.


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Securities offered through LPL Financial, member FINRA / SIPC. Investment advice offered through Private Advisor Group, a registered investment advisor and separate entity from LPL Financial.

Barron’s “Top 100 RIA Firms” ranking is based on factors such as assets managed, technology spend, staff diversity, and succession planning. Investor experience and returns are not considered in this evaluation. Neither Private Advisor Group nor its financial advisors pay a fee to Barron’s for inclusion in the ranking. Barron’s ranking was given on September 16, 2024 based on data from July 1, 2023 to June 30, 2024. This ranking is not indicative of future performance.

The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Securities offered through LPL Financial, member FINRA / SIPC. Investment advice offered through Private Advisor Group, a registered investment advisor and separate entity from LPL Financial.

Barron’s “Top 100 RIA Firms” ranking is based on factors such as assets managed, technology spend, staff diversity, and succession planning. Investor experience and returns are not considered in this evaluation. Neither Private Advisor Group nor its financial advisors pay a fee to Barron’s for inclusion in the ranking. Barron’s ranking was given on September 16, 2024 based on data from July 1, 2023 to June 30, 2024. This ranking is not indicative of future performance.

The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Securities offered through LPL Financial, member FINRA / SIPC. Investment advice offered through Private Advisor Group, a registered investment advisor and separate entity from LPL Financial.

Participation in Barron’s Top 100 RIA Firms ranking is by invitation only, and limited to firms that meet the minimum eligibility requirements. As with all Barron’s rankings, we do not disclose the proprietary formula. Some general guidance on our methodology: Participating firms were evaluated and ranked on a wide range of quantitative and qualitative data, including: assets overseen by the firm, revenue generated by the firm, level of technology spending, number of clients, size of staff, diversity across staff, and placement of a succession plan. The ranking is not indicative of the firm’s past or future performance. Neither the firm nor its executives pay a fee to Barron’s in exchange for the ranking. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.

The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June 2020). The FT 300 is based on data gathered from RIA firms, regulatory disclosures, and the FT’s research. The listing reflected each practice’s performance in six primary areas: assets under management, asset growth, compliance record, years in existence, credentials and online accessibility. This award does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance. Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300.

To qualify for WealthManagement.com 2019 Thrive Awards list, applicants had to be based in the U.S., offer financial services to individual clients, and have a minimum revenue of $100,000. Applications were accepted from individuals, teams, and companies of all types and sizes – including solo advisors, ensembles, practices, family offices, investment adviser firms, and representatives of independent broker-dealers. The complete 2019 Thrive Awards list is available on WealthManagement.com and will be featured in the December 2019 issue of Wealth Management.

The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

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