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ContinueWe’re here to lighten your load—no more scrambling for answers or second-guessing your next steps. With dedicated support tailored to your affiliation type, you’ll have access to essential tools and resources to simplify compliance. From proactive updates and customized training to audit assistance and advocacy, we make compliance a seamless part of your practice, empowering you to focus on serving your clients with confidence.
You have access to a curated tech stack designed specifically for your practice. Nothing embodies independence quite like the autonomy to select from a wide range of tools that help you tackle compliance effectively.
Stay up-to-date with regulatory changes with personalized support. You’ll receive tailored updates and dedicated training that keeps you informed. Our weekly emails and Quarterly Compliance Calls simplify complex regulations, so you can focus on what matters most.
Don’t let audits keep you up at night. Our comprehensive audit assistance ensures you’re prepared. We regularly review account suitability so you can stay focused on your clients without the worry of oversight.
Count on us to be your advocate. We act as a liaison between you and regulatory bodies, facilitating communication and ensuring your interests are represented. When oversight occurs or questions arise, we provide timely reminders and behind-the-scenes support to help you solve issues and manage client accounts effectively.
Want to connect with like-minded advisors who share your passion for growth and independence?
Ready to experience real independence? Get the guidance and support you need to build the practice of your dreams.
Business Development Manager
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Ready to experience real independence? Get the guidance and support you need to build the practice of your dreams.
Business Development Manager
Director of Business Development
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Barron’s “Top 100 RIA Firms” ranking is based on factors such as assets managed, technology spend, staff diversity, and succession planning. Investor experience and returns are not considered in this evaluation. Neither Private Advisor Group nor its financial advisors pay a fee to Barron’s for inclusion in the ranking. Barron’s ranking was given on September 16, 2024 based on data from July 1, 2023 to June 30, 2024. This ranking is not indicative of future performance.
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