Private Advisor Group Annual Notice: Summary of Material Changes
Private Advisor Group, LLC’s Form ADV Part 2A Brochure dated March 15, 2024 contains material changes to the Private Advisor Group’s disclosure statement that was filed date filed on March 17, 2023:
- Item 10 of this Brochure was updated to:
- Reorganize and restate the affiliations of the Registrant and distinguish them from the affiliations of the Registrant’s IARs.
- Townsquare Capital LLC was added as a third-party asset manager participating in the Registrant’s Wrap Fee Program.
- While not material, the Registrant also made additional updates throughout this Brochure to enhance readability for clients.
- On December 18, 2023, the Registrant moved its principal office to 305 Madison Avenue, PO Box 1820, Morristown, New Jersey 07962.
Complete copies of Private Advisor Group, LLC’s Customer Relationship Summary, Part 2A Brochure, Part 2A – Brochure, Appendix For IAR-managed Custodian Programs and other wrap accounts, Part 2A – WealthSuite Wrap Fee Program Brochure, and Privacy Notice are available below (complete disclosure package). If you have any questions about this summary or about the contents of the brochures, please contact us at 973-538-7010 or RIAcompliance@PrivateAdvisorGroup.com.
- Customer Relationship Summary (CRS)
- Investment Advisory Agreement
- Part 2A Brochure
- Part 2A Brochure Appendix – Wrap Brochure
- Part 2A Brochure Appendix – WealthSuite Wrap Free Program Brochure
- Privacy Notice
Additional Disclosures
Please click through below for disclosures on specific investment programs used by Investment Advisor Representatives of Private Advisor Group:
- 55IP
- Advisors Capital Management
- Asset Dedication
- AssetMark
- Beacon Capital Management
- BNY Mellon Advisors – formerly Lockwood Advisors
- Brookstone Capital Management – formerly Formula Folio Investments
- BTS Asset Management
- Churchill Management Group
- City National Rochdale
- Envestnet Inc
- First Trust Direct Indexing
- Flexible Plan Investments
- Freedom Investment Management – formerly EQIS Capital
- Goldman Sachs
- Hilton Capital Management
- Independence Square
- Ladenburg Thalmann Asset Management (LTAM)
- Manning & Napier
- Morningstar Managed Portfolios
- Motiv8 Investments
- Orion Portfolio Solutions (OPS) – formerly Brinker in addition to the FTJ FundChoice
- Parametric Portfolio Association
- PIMCO
- PMA Asset Management – formerly Miles Capital
- Russell Investments
- Sandhill Investment Management
- SEI
- SEM Wealth Management
- Smartleaf
- SMArtX
- Symmetry Partners
- The Pacific Financial Group (TPFG)
- Town Square – owned by Orion
RIA Platform Agreements
Click below for access to the most current version of LPL independent investment advisor account agreements.
- Account Packet – Manager Access Select
- Account Packet – Model Wealth Portfolios (MWP)
- Account Packet – Optimum Market Portfolios (OMP)
- Account Packet – Manager Access Network (MAN) Account
- Account Packet – SWM/SWM II Account
- Account Packet – Personal Wealth Portfolios (PWP)
- Guided Wealth Portfolios (GWP) Account Agreement